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Operations Risk Reg Control- Senior Risk Lead - Vice President

Company: CTI Education Group
Location: Baltimore
Posted on: February 25, 2021

Job Description:

Job Description Job Number: 3163195 Posting Date : Jan 19, 2021 Primary Location : Americas-United States of America-Maryland-Baltimore Education Level : Bachelor's Degree Job : Other Employment Type : Full Time Job Level : Vice President Description Company Profile:
Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and individuals from more than 1,200 offices in 43 countries.
As a market leader, the talent and passion of our people is critical to our success. Together, we share a common set of values rooted in integrity, excellence and strong team ethic. Morgan Stanley can provide a superior foundation for building a professional career - a place for people to learn, to achieve and grow. A philosophy that balances personal lifestyles, perspectives and needs is an important part of our culture.
Department Profile:
The Operations division is both the first line of defense for protecting Morgan Stanley's financial and reputational well-being, and an essential partner contributing to the firm's growth. Facing off to all Morgan Stanley businesses and interacting with all other parts of the Firm, the Operations division supports a complex, multi-faceted portfolio of businesses in full compliance with regulatory guidelines and the directives of the Operating Committee and Board of Directors. Members of the Operations team have a unique vantage point as the division touches all parts of the business, front to back. One of the largest divisions in the firm, Operations has diverse responsibilities, including correctly settling and recording millions of transactions per day, identifying and mitigating all operational risks, developing strong client relationships and partnering with technology to realize the full potential of IT and e-solutions. Throughout, we continually strive to improve while actively supporting the development of new businesses, structures and markets.
Team Profile:
Operations Risk & Regulatory Control (ORRC) performs various independent functions to ensure adequate controls are in place, through providing an integrated risk and control framework to govern, assess, mitigate and manage financial and operational risk in Operations. The team focuses on implementing appropriate internal controls, business processes, and internal management reporting and analysis to mitigate operational risk and fulfil regulatory reporting requirements.
Job Profile:
As the Senior Risk Lead for Operations Risk & Regulatory Control, you will provide leadership, oversight and strategy for risk functions within our global organization. You would lead a team of specialists supporting multiple operations silos in the areas of operational risk management internal risk metric operational analysis & reporting, incident management, system entitlement programs and review department / internal audits.
Additionally, you would be a primary communicator and sponsor of the regulatory and firm mandated risk agenda for ORRC. You would lead mandated Operations risk initiatives for internal Operations stakeholders, whilst providing thought leadership and oversight to the entire risk management program.
You and your team would drive large centralized programs for our functions.

This role reports in the Operations Risk & Regulatory Control Chief Administrative Officer and has direct interaction and engagement with the Global Head of ORRC and Operations Senior Management.

Day to day responsibilities include, but are not limited to:
-Executing the front to back operational control framework that allows our functions to efficiently, effectively, and consistently manage risk across the organization
-Overseeing Cross Divisional Risk Reporting to Operations Senior Management
Managing the central Operations Risk Incident Reporting Program, including root cause analysis on risk incidents
-Monitoring, assessment and testing of control activities performed by functional teams through a Risk and Control Self-Assessment (RCSA) discipline
-Participation in periodic internal control and assurance testing across the division
-Periodic reviews and maintenance of control tools (e.g., system entitlements, desktop procedures, supervisory procedures and check-lists)
-Remediation of risk issues, audit findings, processing inefficiencies, etc.
-Definition, publication, and testing of internal policies impacting the risk and control framework
-Consulting with internal groups such as Firm Operational Risk, Compliance, Legal, and Technology and Operations Risk teams on matters related to risk controls, self-assessments, incidents and infrastructure projects
-Coordination of risk trends happening across ORRC functions
-Fostering risk management skills through training and development of colleagues, both in the broader risk -and control organization and the core regulatory operations processing teams
-Execution of the Business Continuity Strategy for ORRC
-Managing Information Security and Entitlements Strategy and activities for ORRC
Participate in ad-hoc risk/control projects Qualifications Key Qualities and Competencies:
Does this sound like you
-An influencer who can concisely explain complex issues to audiences of varying seniority
-Excellent presentation and interpersonal skills
-Organized and comprehensive when managing projects
-Effective at partnering with stakeholders and all levels of management to gain consensus
-Innovative and enjoy problem-solving
-An inclusive leader with effective coaching, motivation and delegation skills
-Able to manage employee performance and foster a collaborative team environment
-Proactive in identifying new and enhanced business capabilities
-Able to challenge the status quo and drive strategic recommendations.
-Analytical and investigative; able to make commercially viable decisions
-Resilient in the face of obstacles
-Strong risk awareness and quick orientation to new systems and processes
-Demonstrated ability to multi-task
-Focused on encouraging continual alignment with Divisional and Firm-wide strategies
-8+ years of experience in Operations, Audit, Compliance, Product Management, Technology Management, or Operational Risk Management

Keywords: CTI Education Group, Baltimore , Operations Risk Reg Control- Senior Risk Lead - Vice President, Executive , Baltimore, Maryland

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