In House Counsel Jobs California - JDHuntr 38229 Deputy Chief Compliance Officer Investment, Washing
Company: JDHuntr In-House Counsel Jobs
Location: Columbia
Posted on: January 15, 2021
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Job Description:
In House Counsel Jobs California - JDHuntr 38229 Deputy Chief
Compliance Officer Investment, Washington, DC To apply go to
JDHuntr.com Responding to registration and compliance questions
from current and potential investment advisors. Working with
advisors to prepare their SEC and state registration filings,
including Form ADV filings. Working with advisors to draft their
compliance manuals, codes of ethics, and other written policies and
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