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Compliance Consultant - Compliance Monitoring (Remote)

Company: M&T Bank
Location: Baltimore
Posted on: January 16, 2022

Job Description:

Overview: Provide consultative guidance on compliance risk management activities throughout the enterprise for their assigned area of responsibility. - Execute the compliance risk management program. Primary Responsibilities:

  • With limited management guidance, consult with business units on compliance matters.
  • Assist with development and implementation of compliance policies and procedures as it pertains to CRM monitoring.
  • Identify and evaluate controls that are in place that are designed to mitigate risk of non-compliance.
  • Ensure CRM have appropriate monitoring mechanisms in place to identify compliance risks. - Identify gaps where additional monitoring mechanisms may need to be implemented.
  • Maintain a general understanding of the laws, rules and regulations with which the business and/or CRM must comply and an awareness of issues of recent regulatory focus.
  • Perform customer call and compliant monitoring to assess regulatory risk.
  • Escalate material compliance risks to Compliance Managers, as appropriate.
  • Liaison with CRM departments as appropriate in the execution of CRM program components.
  • Perform UDAAP product and service reviews to assess the potential for increased UDAAP risk within business lines.
  • May assist in Risk Assessment to identify compliance risk exposure and help the organization prioritize compliance risks. Specific to Posting:- Responsible banking: - Fair lending laws and regulation (federal and state); unfair, deceptive and abuse acts and practices (UDAAP), Home Mortgage Disclosure Act, etc. - -- Governance: Issues management, examination management, reporting, risk assessment, quality control and assurance, budgeting, technology solutions, compliance training- Core banking: - Deposit and lending laws and regulations (B, D, E, H, X, Z, etc.) and regulatory guidance (AMPTA, Subprime guidance, etc.)- Testing and Project Management: All CRM testing functions as well as enterprise testing support to other departments- Enterprise: - Laws and rules that apply across the enterprise, such as privacy rules, FCRA, TCPA, Reg W, the Volcker Rule, Reg O, etc - Experience and Education Required: Bachelor's Degree in related field.5 years' experience in compliance, legal, audit, risk or other relevant functionOR in lieu of degree,A combined minimum 9 years higher education and/or work experience, including minimum 5 years in compliance, legal, audit, risk or other relevant functionLocationBaltimore, Maryland, United States of America

Keywords: M&T Bank, Baltimore , Compliance Consultant - Compliance Monitoring (Remote), Professions , Baltimore, Maryland

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